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The independent asset management division offers a full open-architecture platform. We have access to a number of prominent private banks, strong enough to offer the best banking services and product offerings to your most prestigious clients.

Major responsibilities include:

• Manage client relationships with high-net-worth individuals and families
• Understand client's investment goals, financial profile and attitude towards risk
• Provide wealth management services and offer global investment solutions
• Identify investment opportunities in various macro environment
• Develop portfolio management strategies through strategic and tactical asset allocation to achieve risk diversification and return optimization to match with the client's investment objectives
• Ensure client portfolios are managed in accordance with agreed parameters within tolerance level defined by investment mandates
• Regular review of portfolio performance and risk exposures

Requirements:

• Minimum 10 years of wealth management experience, preferable in private banking
• Undergraduate degree in Business Administration, Finance, Economics. MBA/CFA is a plus
• Advanced knowledge of the financial products and services, including banking, credit, asset management, trust and financial consulting concepts, a full understanding of the financial needs of the high-net-worth market
• An entrepreneurial mindset and a strong team player with a proven track record is essential
• Must have well-built client’s relationships, responsible for bringing client book and growing it with the support of the team
• With intellectual curiosity, creativity, a passion to make an impact and personal integrity

 Major responsibilities include:

• Reporting to Investment Director and partner with relationship management teams to deliver investment solutions to designated client segments
• Work with Private Banking Research, generate investment ideas and provide portfolio advisory services
• Maximise synergies with other investment team members
• Enhance client satisfaction and business productivity, aligning with client risk profile
• Monitor and follow-up on client investments

Requirements:

• Strong and wide financial products expertise
• Entrepreneurship spirit self-starter, independent with portfolio advisory skills, ability to work under pressure
• Compliance and risk culture
• Excellent communication and interpersonal skills

Responsibilities:

• Provide corporate secretarial services including company formation and prepare board resolutions for affiliated companies of the Group;
• Maintain statutory filings and correspondence with relevant regulatory authorities;
• Manage staff on-boarding and off-boarding process, prepare employment contracts and HR related letters, as well as SFC licensing related matters;
• Review and verify client account opening documentation adhere to regulatory requirement and internal policies including KYC, CDD, AML, FATCA & AEOI;
• Liaise with various external partners, including private banks, brokerage house and custodians in relation to administrative issues;
• Coordinate with different business divisions, including frontline, operation, and management to streamline daily workflow; and
• Participate ad hoc task as assigned

Requirements:

• Diploma / Degree holder in Accounting & Finance, Business Administration, Secretarial Studies or related disciplines
• At least 2 years of relevant experience is preferred, gained from banking, securities brokerage or asset management
• Well versed in Company Ordinance, Securities and Futures Ordinance and other related regulations
• Detail oriented, good organizing and planning skills with sound business acumen
• Good command of written and spoken English and Chinese
• Proficient in Microsoft Office applications

Major responsibilities include:

• Post-trade processing of securities, fixed income and structured products in HK/overseas market  settlement in the back office system and prepare settlement reports
• Handling reconciliation and ensure discrepancies are rectified;
• Handling the client’s instructions on fund deposit/withdrawal and securities transfer instructions;
• Handling daily operations in CCASS including SI, ATI, cash prepayments, voting, entitlement options, eIPO / IPO application, etc.;
• Handling and monitoring corporate action events in HK/overseas markets for related custody clients;
• Assist for daily operation of discretionary accounts and produce internal portfolio reports; and
• Work on ad hoc task as assigned by management

Requirements:

• Secondary education or above
• At least 1 year of settlement experience in securities brokers operation, knowledge in fund management operation would be an advantage
• Sound experience in securities settlement, back office system and operation of CCASS, familiar with the settlement practices in HK and other global stock markets
• Good accounting and understanding of regulatory environment in relation to settlement issues
• Good command of written and spoken English and Chinese
• Good knowledge of IT would be an advantage